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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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EG App 2.1 Purpose, status and application of the guidelines

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

SUP 16.9 Appointed representatives annual report

MAR 9.1 Application, introduction, approach and structure

SUP App 2.15 Run-off plans for closed with-profits funds

PERG 8.30 Medium used to give advice or information

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

EG 19.22 Decision making under the Payment Services Regulations

DEPP 7.2 Interviews

COLL 4.5 Reports and accounts

REC 6.3 Recognition requirements

PERG 14.3 Activities relating to home reversion plans

CONC 3.3 The clear fair and not misleading rule and general requirements

PERG 14.6 Carrying on a regulated activity in the United Kingdom

PERG 14.4 Activities relating to home purchase plans

MAR 4.3 Support of the Takeover Panel's Functions

COLL 8.3 Investor relations

PERG 16.3 Managing an AIF

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

REC 4.2C Control over a UK RIE