Search Result

361 - 380 of 1294 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

EG 15.5 Removal of a disqualification

As Published: 2016

EG 15.5 Removal of a disqualification

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

CONC 4.4 Pre-contractual requirements: credit brokers

As Published: 2014

CONC 4.4 Pre-contractual requirements: credit brokers

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

SYSC 4.5

As Published: 2015

SYSC 4.5

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references