Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 3.11 Review of auditor’s client assets report

FEES 6.7 Payment of levies

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

SYSC 5.1 Skills, knowledge and expertise

SYSC 19D.1 Application and purpose

GEN 4.3 Letter disclosure

DEPP 8.1 Introduction

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

EG 15.1 Introduction

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

EG 9.1 Introduction

REC 6.5 FCA decision on recognition

REC 4.9 Disciplinary measures

SUP 4.4 Appropriate actuaries

CASS 8.3 Records and internal controls

MCOB 4.4A Initial disclosure requirements

PERG 2.4 Link between activities and the United Kingdom

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974