Search Result

341 - 360 of 1382 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

COND 1.3 General

As Published: 2013

COND 1.3 General

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements