Search Result

301 - 320 of 1356 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

…

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

…

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

…

LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

…

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

…

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

…

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

…

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

…

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

…

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

…

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

…

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

…

COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

…

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

…

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

…

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

…

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

…

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

…