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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

LR 14.1 Application

As Published: 2005

LR 14.1 Application

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

LR 12.3 Purchase from a related party

As Published: 2018

LR 12.3 Purchase from a related party

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

DTR 2.6 Control of inside information

As Published: 2016

DTR 2.6 Control of inside information

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations