Search Result

261 - 280 of 1316 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

SYSC 4.5

As Published: 2015

SYSC 4.5

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver