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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

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LR 10.7 Transactions by specialist companies

INSPRU 7.1 Application

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

LR 6.2 Historical financial information requirements

REC 3.2 Form and method of notification

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 19.5 Disclosures

SUP 6.2 Introduction

FEES 5.9 [deleted]

SUP 11.5 Notifications by firms

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative