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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

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GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

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EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

SUP 16.17 Remuneration reporting [deleted]

EG 2.15 Decision making in the context of regulatory enforcement action

SUP 18.2 Insurance business transfers

EG 9.2 The FCA’s general policy in this area

COLL 6.13 Record keeping

EG 4.2 Notifying the person under investigation where notice is not required under the Act

REC 2A.4 Power and procedure for RAP penalties and censures

PERG 9.1 Application and Purpose

EG 16.2 Disapplication orders

INSPRU 1.5 Internal-contagion risk

CASS 5.5 Segregation and the operation of client money accounts

MCOB 9.4 Content of illustrations

REC 2.2 Method of satisfying the recognition requirements

EG 6.1 Publicity during FCA investigations

PERG 4.3 Regulated activities related to mortgages

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

LR 8.6 Criteria for approval as a sponsor

EG 5.7 The relevance of settled cases to subsequent action

GEN 1.2 Referring to approval by the FCA