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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

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PERG 12.4 The application of requirements which implemented EU directives

As Published: 2006

PERG 12.4 The application of requirements which implemented EU directives

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CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

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MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

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DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

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CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

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MIPRU 2.3 Knowledge, ability and good repute [deleted]

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute [deleted]

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TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

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PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

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CONC 6.1 Application

As Published: 2014

CONC 6.1 Application

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CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

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MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

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EG 3.9 Power to require information relating to potentially unfair etc terms and notices

As Published: 2016

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

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MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

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EG 6.4 Publicity in RDC cases

As Published: 2016

EG 6.4 Publicity in RDC cases

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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EG 19.4 Unfair Terms in Consumer Contracts Regulations 1999

As Published: 2016

EG 19.4 Unfair Terms in Consumer Contracts Regulations 1999

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EG 12.5 Prosecution of Friendly Societies

As Published: 2016

EG 12.5 Prosecution of Friendly Societies

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