Search Result

141 - 160 of 353 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

COBS 4.12 [deleted]

As Published: 2007

COBS 4.12 [deleted]

LR 12.1 Application

As Published: 2005

LR 12.1 Application

LR 16.4 [deleted]

As Published: 2007

LR 16.4 [deleted]

LR 6.11 Specialist companies: scientific research based companies

As Published: 2017

LR 6.11 Specialist companies: scientific research based companies

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

PERG 13.2 General

As Published: 2011

PERG 13.2 General

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading