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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

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IPRU-INV 5.6 Qualifying subordinated loans

As Published: 2016

IPRU-INV 5.6 Qualifying subordinated loans

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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Annual Financial Report for certain listed companies [deleted]

DTR 6.4 Disclosure of Home State

CONC 10.1 Application and purpose

COBS 19.4 Open market options

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

LR 9.7A Preliminary statement of annual results, and statement of dividends

DISP 3.3 Dismissal without consideration of the merits and test cases

ICOBS 3.1 Distance marketing

LR 19.3 Listing applications

APER 4.5 Statement of Principle 5

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MAR 7A.5 Requirements when acting as a general clearing member

SYSC 4.3 Responsibility of senior personnel

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LR 8.2 When a sponsor must be appointed or its guidance obtained

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures