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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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FEES 2.4 VAT

As Published: 2009

FEES 2.4 VAT

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COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

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IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2017

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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