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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

SUP 16.16 Prudent valuation reporting [deleted]

As Published: 2012

SUP 16.16 Prudent valuation reporting [deleted]

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

As Published: 2016

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2019

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

RCB 2.1 Application and purpose of chapter

As Published: 2008

RCB 2.1 Application and purpose of chapter

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

LR 18.1 Application

As Published: 2005

LR 18.1 Application

DTR 2.7 Dealing with rumours

As Published: 2016

DTR 2.7 Dealing with rumours

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

BIPRU 7.9 Use of a CAD 1 model

As Published: 2019

BIPRU 7.9 Use of a CAD 1 model

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees