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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

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DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

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EG 4.10 The timeframe for responding to information and document requirements

As Published: 2016

EG 4.10 The timeframe for responding to information and document requirements

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

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EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

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SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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