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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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IPRU-INV 11.2 MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.2 MAIN REQUIREMENTS

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

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PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

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MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

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CONC 7.11 Disclosures relating to “authority” or “status”

As Published: 2014

CONC 7.11 Disclosures relating to “authority” or “status”

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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Similar To

COBS 20.2 Treating with-profits policyholders fairly

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

CASS 9.2 Prime broker's daily report to clients

RCB 3.3 Asset pool notifications

GEN 4.2 Purpose

PERG 14.3 Activities relating to home reversion plans

PERG 14.4 Activities relating to home purchase plans

DISP 1.10 Complaints reporting rules

MAR 5A.8 Reporting requirements

COLL 7.2 Suspension and restart of dealings

COBS 10.1 Application

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy