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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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SUP 8A.4 Notification of altered circumstances relating to directions or waivers

COBS 11.2 Best execution for AIFMs and residual CIS operators

SYSC 19E.2 Remuneration policies and practices

PERG 15.3 Payment services

LR 10.2 Classifying transactions

SUP 12.1 Application and purpose

COCON 1.1 Application

MAR 10.3 Position management controls

APER 4.6 Statement of Principle 6

LR 8.3 Role of a sponsor: general

FIT 1.3 Assessing fitness and propriety

PERG 5.1 Application and purpose

LR 9.5 Transactions

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements