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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

As Published: 2016

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

LR 20.5 Disclosures

As Published: 2021

LR 20.5 Disclosures

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SUP 15.10 Reporting suspicious transactions or orders (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions or orders (market abuse)

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

COLL 14.2 Registration with the Charity Commission

As Published: 2016

COLL 14.2 Registration with the Charity Commission

SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors