Search Result

501 - 520 of 1139 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

IPRU-INV 1.1 PURPOSE

As Published: 2016

IPRU-INV 1.1 PURPOSE

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

CONC 3.11 Not approving certain financial promotions

As Published: 2014

CONC 3.11 Not approving certain financial promotions

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose