Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

…

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

…

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

…

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

…

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 6.4 Limitations of this guidance

SYSC 13.10 Insurance

MCOB 3A.3 Other general requirements for financial promotions

PERG 5.5 The regulated activities: dealing in contracts as agent

COBS 10.5 Assessing appropriateness: guidance

RCB 3.4 Covered Bond issuance notifications

SYSC 3.2 Areas covered by systems and controls

MCOB 13.1 Application

MCOB 2.6 Exclusion of liability

DEPP 6.2 Deciding whether to take action

MCOB 11A.3 Obtaining information for, and assessment of, affordability from the consumer and rejecting an application

DISP 1.6 Complaints time limit rules

DEPP 3.2 The operation of the RDC

COBS 6.1A Adviser charging and remuneration