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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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EG 11.3 The FCA’s choice of powers

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 7.5 When is it appropriate to apply for a certificate?

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

DTR 5.8 Procedures for the notification and disclosure of major holdings

FEES 6.4 Management expenses

MCOB 2.8 Record keeping

BIPRU 7.4 Commodity PRR

PERG 4.6 Advising on regulated mortgage contracts

FEES 5.4 Information requirement

REC 2.1 Introduction

CASS 6.1 Application

EG 18.1 Cancellation on the FCA’s own-initiative

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

SUP 10A.7 FCA required functions

DEPP 7.1 Application and purpose

LR 4.3 Approval and publication of listing particulars

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling