Search Result

401 - 420 of 1179 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

COBS 2.5 Optional additional products

As Published: 2015

COBS 2.5 Optional additional products

Annual Financial Report for certain listed companies [deleted]

As Published: 2019

Annual Financial Report for certain listed companies [deleted]

SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

SUP 8A.5 Revoking or varying directions and determinations

As Published: 2014

SUP 8A.5 Revoking or varying directions and determinations

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

COLL 13.2 Operational requirements for feeder NURS

As Published: 2016

COLL 13.2 Operational requirements for feeder NURS

SYSC 4.8

As Published: 2015

SYSC 4.8

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement