Search Result

381 - 400 of 1633 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.6 CRD IV [deleted]

As Published: 2007

PERG 13.6 CRD IV [deleted]

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance