Search Result

381 - 400 of 1141 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

CONC 3.2 Financial promotion general guidance

As Published: 2015

CONC 3.2 Financial promotion general guidance

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

SYSC 4.5

As Published: 2015

SYSC 4.5

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control