Search Result

361 - 380 of 1378 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

CONC 6.3 Information to be provided on a current account agreement and on significant overdrawing

As Published: 2014

CONC 6.3 Information to be provided on a current account agreement and on significant overdrawing

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application