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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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