Search Result

261 - 280 of 1547 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation