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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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Similar To

PERG 7.6 Applications for a certificate

SUP 10A.6 FCA governing functions

DEPP 4.2 Urgent statutory notice cases [deleted]

DEPP 8.1 Introduction

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

EG 4.12 Search and seizure powers

EG 15.1 Introduction

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

EG 9.1 Introduction

EG 10.3 Asset-freezing injunctions

REC 6.5 FCA decision on recognition

SUP 5.2 The FCA’s power

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

EG 16.4 The effect of a disapplication order

MCOB 9.4 Content of illustrations

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling