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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

As Published: 2015

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

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DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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