Search Result

201 - 220 of 1344 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation