Search Result

201 - 220 of 1513 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 1.3 General

As Published: 2013

COND 1.3 General

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings