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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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Similar To

MAR 9.3 Notification and information

SUP 10C.16 References and accurate information

SUP 4.5 Provisions applicable to all actuaries

SYSC 4.9

EG 19.27 Alternative Investment Fund Managers Regulations 2013

EG 2.11 Senior management responsibility

EG 19.23 Electronic Money Regulations 2011

EG 7.1 The FCA’s use of sanctions

LR 14.3 Continuing obligations

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy