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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

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MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

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MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

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CREDS 9.2 Reporting

LR 10.2 Classifying transactions

COBS 9.5 Record keeping and retention periods for suitability records

COBS 14.1 Interpretation

CONC 7.1 Application

FEES 5.4 Information requirement

CONC 11.1 The right to cancel

COBS 12.1 Purpose and application

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

EG 3.2B Information requests (section 122B)

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

EG 3.2 Information requests (section 165)

DEPP 8.1 Introduction

LR 8.1 Application

DEPP 8.5 Effects of a breach of condition or time limitation

EG 4.12 Search and seizure powers

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

SYSC 13.5 Risk management terms

MCOB 1.5 Application to appointed representatives

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral