Search Result

861 - 880 of 1434 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

SYSC 22.4 Drafting the reference: detailed requirements

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information