Search Result

61 - 80 of 1670 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

…

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

…

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

…

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

…

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

…

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

…

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

…

SYSC 5.2

As Published: 2015

SYSC 5.2

…

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

…

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

…

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

…

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

…

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

…

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

…

DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

…

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

…

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

…