Search Result

621 - 640 of 1498 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

As Published: 2016

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital