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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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GENPRU 1.1 Application [deleted]

As Published: 2006

GENPRU 1.1 Application [deleted]

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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