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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

…

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

…

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

…

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

…

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

…

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

…

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

…

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

…

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

…

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

…

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

…

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

…

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

…

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

…

MAR 5A.2 Purpose

As Published: 2017

MAR 5A.2 Purpose

…

MAR 7A.5 Requirements when acting as a general clearing member

As Published: 2017

MAR 7A.5 Requirements when acting as a general clearing member

…

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

…

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

…

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

…

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

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