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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

…

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Similar To

LR 8.7 Supervision of sponsors

EG 19.23 Electronic Money Regulations 2011

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

CASS 10.1 Application, purpose and general provisions

EG 9.1 Introduction

SYSC 19C.3 Remuneration principles

DTR 5.8 Procedures for the notification and disclosure of major holdings

MCOB 4.4A Initial disclosure requirements

MAR 1.2 Market Abuse: general

SYSC 5.1 Skills, knowledge and expertise

EG 12.1 The FCA’s general approach

DEPP 5.1 Settlement decision makers

MAR 5.3 Trading process requirements

EG 9.2 The FCA’s general policy in this area

REC 3.14A Operation of a trading venue

MAR 10.2 Position limit requirements

MCOB 9.4 Content of illustrations

MAR 1.4 Unlawful disclosure

EG 5.5 The settlement discount scheme

REC 6A.2 Removal of passport rights from EEA market operator