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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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SYSC 4.6

As Published: 2015

SYSC 4.6

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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