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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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SYSC 4.5

As Published: 2015

SYSC 4.5

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

As Published: 2014

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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PERG 4.10B Regulation of buy to let lending

As Published: 2016

PERG 4.10B Regulation of buy to let lending

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PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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