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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

CASS 11.8 Client bank account acknowledgement letters

As Published: 2014

CASS 11.8 Client bank account acknowledgement letters

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose