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PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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MCOB 7.3 General

As Published: 2015

MCOB 7.3 General

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

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BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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Similar To

PERG 15.3 Payment services

MAR 1.3 Insider dealing

LR 17.3 Requirements with continuing application

CASS 8.3 Records and internal controls

EG 6.2 Publicity during, or upon the conclusion of regulatory action

DISP 1.2 Consumer awareness rules

FEES 4.2 Obligation to pay periodic fees

MAR 1.6 Manipulating transactions

COBS 9.3 Guidance on assessing suitability

COBS 4.13 UCITS

RCB 2.3 Determination of registration

PRIN 3.2 What?

COLL 8.3 Investor relations

MCOB 7.3 General

COLL 11.6 Winding up, merger and division of master UCITS

LR 8.6 Criteria for approval as a sponsor

PERG 8.18 Financial promotions concerning the Lloyd’s market

BIPRU 14.2 Calculation of the capital requirement for CCR

DTR 4.4 Exemptions

FEES App 1.1 Introduction