Search Result

361 - 380 of 1518 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access