Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

…

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

…

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

…

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

…

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

…

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

…

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 11.2 Purpose

SUP 18.4 Friendly Society transfers and amalgamations

LR 9.5 Transactions

LR 10.2 Classifying transactions

COLL 6.13 Record keeping

GEN 5.1 Application and purpose

COLL 11.5 Auditors

PERG 14.4 Activities relating to home purchase plans

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COLL 11.1 Introduction

MAR 8.3 Requirements for benchmark administrators [deleted]

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)