Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

…

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

…

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

EG 4.11 Approach to interviews and interview procedures

SUP 10A.9 Significant management functions [deleted]

REC 2A.4 Power and procedure for RAP penalties and censures

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 2.1 Authorised fund applications

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

FEES 13.1 Application and purpose

REC 6.3 Recognition requirements

FEES 4.2 Obligation to pay periodic fees

PERG 13.1 Introduction

SYSC 10.1 Application

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

REC 4.1 Application and purpose

EG 10.4 Other relevant powers

LR 4.2 Contents and format of listing particulars