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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

COND 1.1A Application

As Published: 2013

COND 1.1A Application

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy