Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 5.1 Settlement decision makers

PERG 8.6 Communicate

COND 2.5 Suitability

SUP 10C.15 Forms and other documents and how to submit them to the FCA

COLL 6.9 Independence, names and UCITS business restrictions

DISP 1.10 Complaints reporting rules

REC 3.21 Criminal offences and civil prohibitions

GEN 1.3 Emergency

SUP 16.21 Reporting under the MCD Order for CBTL firms

EG 8.3 Use of the own-initiative powers

CONC 6.8 Post contract business practices: credit brokers

SUP 10A.8 Systems and controls functions

DISP 1.10B Payment services and electronic money complaints reporting

SUP 10C.5 FCA governing functions: Executive

RCB 4.1 Application and purpose

EG 15.3 Disqualification under section 345

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

SYSC 9.1 General rules on record-keeping

BIPRU 8.1 Application

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)