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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement