Search Result

221 - 240 of 1643 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

REC 1.1 Application

As Published: 2005

REC 1.1 Application

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

COND 1.3 General

As Published: 2013

COND 1.3 General

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime